Series 7 podcast · Episode 32
Market Making and Quotations
44 min of listening
Trading & Settlement. Available inside the full CertFuel Series 7 course in the app.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Market Structure Overview
- Designated Market Makers (DMMs)
- OTC Market Makers
- Types of Quotations
- The Bid-Ask Spread
- FINRA Quotation Rules
- Trading Halts and Circuit Breakers
- Order Tickets and Required Information
- Transaction Reporting Systems
- Automated Execution and Alternative Trading Systems
- Best Execution Obligations
- FINRA Quotation and Trading Facility Rules
- Nasdaq and NYSE Trading Rules
- Penny Stock Disclosure Requirements
Put this episode into practice with adaptive questions and flashcards in the full Series 7 course.