Series 7 podcast ยท Episode 31

Order Types and Execution

47 min of listening
Trading & Settlement. Available inside the full CertFuel Series 7 course in the app.

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the written unit.

Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:

  • Types of Orders
  • Time-in-Force and Special Order Designations
  • Securities Quotes
  • Orders, Offerings, and Transactions in Customer Accounts
  • Trade Execution Activities
  • Best Execution Obligations
  • Short Sale Requirements and Strategies
  • Securities Lending
  • Market-Wide Circuit Breakers
  • Trade Shredding and Order Entry Practices
  • Penny Stock Disclosures
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