Account Supervision and Approvals
9 short videos covering every testable point in this unit. Pick a video below, or read any topic's full written lesson free in the CertFuel app, no signup wall.
The Supervisory System 
Required Approvals and Documentation for Account Opening 
Written Supervisory Procedures (WSPs) 
Supervisory Control System 
Account Maintenance and Ongoing Review 
Physical Receipt, Delivery, and Safeguarding of Cash, Checks, and Securities 
Circumstances for Refusing, Restricting, or Closing Accounts 
Municipal Securities Supervision 
Options Account Supervision Read this unit's lessons, free
Every topic in this unit has a full written lesson, free to read in the CertFuel app with no signup wall. When you're ready to drill it, the paid Series 7 course adds adaptive practice questions and spaced-repetition flashcards.