Settlement and Delivery
12 short videos covering every testable point in this unit. Pick a video below, or read any topic's full written lesson free in the CertFuel app, no signup wall.
Settlement Cycles by Security Type 
When-, As- and If-Issued Securities 
Ex-Dividend and Ex-Rights Dates 
Good Delivery Requirements 
Book-Entry Securities and Registration 
DVP/RVP Transactions 
Regulatory Trade Reporting 
Order Tickets and Confirmations 
Market Making Activities 
Settlement Failures and Close-Out Procedures 
Options Exercise and Assignment Settlement 
Automated Execution Systems Read this unit's lessons, free
Every topic in this unit has a full written lesson, free to read in the CertFuel app with no signup wall. When you're ready to drill it, the paid Series 7 course adds adaptive practice questions and spaced-repetition flashcards.