Market Making and Quotations
14 short videos covering every testable point in this unit. Pick a video below, or read any topic's full written lesson free in the CertFuel app, no signup wall.
Market Structure Overview 
Designated Market Makers (DMMs) - NYSE 
OTC Market Makers - Nasdaq and OTC Markets 
Types of Quotations 
The Bid-Ask Spread 
FINRA Quotation Rules 
Trading Halts and Circuit Breakers 
Order Tickets and Required Information 
Transaction Reporting Systems 
Automated Execution Systems and Alternative Trading Systems 
Best Execution Obligations 
FINRA Quotation and Trading Facility Rules 
Nasdaq and NYSE Trading Rules 
Penny Stock Disclosure Requirements Read this unit's lessons, free
Every topic in this unit has a full written lesson, free to read in the CertFuel app with no signup wall. When you're ready to drill it, the paid Series 7 course adds adaptive practice questions and spaced-repetition flashcards.