Series 82 podcast · Episode 14
Communicating Investment Information
50 min of listening
Recommendations and Records. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Fair and Balanced Disclosure of Product Characteristics and Risk
- Omissions as a Separate Antifraud Violation
- Disclosing Conflicts of Interest in a Recommendation
- Furnishing the Firm's Financial Condition
Put this episode into practice with adaptive questions and flashcards in the full Series 82 course.