Series 82 podcast · Episode 13
Supervisory Approvals for Accounts
57 min of listening
Opening Customer Accounts. Free audio, ready to play in your browser.
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the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- The Supervisory System, Written Procedures, and Control Testing
- Principal Approval of New Accounts
- Supervisory Review of Representative Correspondence and Activity
- Reviewing and Validating Account Maintenance Changes
- Physical Receipt, Delivery, and Safeguarding of Cash, Cash Equivalents, Checks, and Securities
- Refusing or Closing Accounts: Where the Authority Sits
Put this episode into practice with adaptive questions and flashcards in the full Series 82 course.