Series 82 podcast · Episode 01
Communications with the Public
51 min of listening
Seeking Business and Private Offerings. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- The Three Communication Categories
- Content Standards for All Communications
- Principal Approval Requirements
- Filing with FINRA's Advertising Regulation Department
- Recordkeeping Requirements
- Marketing Limits: Private vs. Public Offerings
Put this episode into practice with adaptive questions and flashcards in the full Series 82 course.