Series 82 podcast · Episode 02
Securities Act Framework and Offering Types
51 min of listening
Seeking Business and Private Offerings. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- The Registration Requirement and Its Key Definitions
- Exempt Securities vs. Exempt Transactions
- Classes of Securities in a Private Offering
- Types of Securities Offerings
- Reporting Company Status and PIPE Resales
- Broker-Dealer Registration for Placement Agents
- Civil Liability for Registration and Disclosure Violations
Put this episode into practice with adaptive questions and flashcards in the full Series 82 course.