Series 82 practice questions
These 32 free questions are a small sample of the 4,000+ practice questions in the full Series 82 course. Work on one topic at a time here, then continue in the app for the full question bank.
Regulation D
Eight Series 82 Regulation D practice questions on solicitation, purchaser verification, offering disclosures, and restricted securities.
8 questionsInvestor Qualification
Eight Series 82 investor-qualification questions covering accredited status, verification, QIBs, and the difference between eligibility and recommendations.
8 questionsDue Diligence
Eight Series 82 due-diligence practice questions on issuer investigation, red flags, use of proceeds, outside reports, and documenting findings.
8 questionsCustomer Recommendations
Eight Series 82 recommendation questions on best interest, liquidity, concentration, disclosures, and conflicts in private-placement sales.
8 questionsAfter answering, explain why each alternative fails. Then change a fact in the scenario and decide whether the correct answer would change. A repeat score on the same questions can reflect memory, so use the results to choose what to study rather than to predict your official score.
Need the underlying rule? Use the topic guides or flashcards. Ready for mixed practice? Take the 50-question practice test. These four focused sets are not a complete exam simulation or a complete question bank.