Series 99 podcast · Episode 07
Account Statements and Confirmations
41 min of listening
Broker-Dealer Operations. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Customer Account Statements
- Confirmations and Related Delivery
- Tax Reporting, Cost Basis, and Withholding
- Prohibited Pricing-Document Activities
Put this episode into practice with adaptive questions and flashcards in the full Series 99 course.