Series 99 podcast · Episode 06
Settlement
35 min of listening
Broker-Dealer Operations. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Trade Comparison and Settlement Arrangements
- Delivery Versus Payment Settlement
- Repurchase Agreement and Resale Trades
- Continuous Net Settlement
- Don't Know Trades and Aged Fails
- Buy-Ins and Close-Outs of Fails
Put this episode into practice with adaptive questions and flashcards in the full Series 99 course.