Series 99 podcast · Episode 04
Trade Reporting and Corrections
39 min of listening
Broker-Dealer Operations. Free audio, ready to play in your browser.
Pair listening with reading
Follow along with
the written unit.
Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:
- Trade Reporting Systems
- Best Execution, Trading Capacity, and Quotations
- Trader Corrections
- Error Accounts
- Prohibited Trading Activities
Put this episode into practice with adaptive questions and flashcards in the full Series 99 course.