Series 99 podcast ยท Episode 05

Margin and Securities Lending

39 min of listening
Broker-Dealer Operations. Free audio, ready to play in your browser.

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the written unit.

Listen at your own pace, then use the matching lesson to revisit the details. The written material includes:

  • Margin Accounts and Margin Requirements
  • Accounts Permitted to Trade on Margin
  • Margin Documentation, Disclosures, and Calls
  • Stock Lending and Short Sales
  • Day Trading and Buying Power
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